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Deploy customer-facing AI with built-in PII protection, conversation archiving, and real-time monitoring across SEC, FINRA, FCA, and 30+ financial regulators.
Every feature built with financial regulatory requirements in mind.
Detects and redacts account numbers, SSNs, tax IDs, credit card numbers, and 40+ financial data types in real-time.
Track SEC, FINRA, FCA, MAS, ESMA, and 30+ global financial regulators. Daily AI-powered scanning for compliance changes.
Immutable ledger meets SEC Rule 17a-4 and FINRA Rule 4511 requirements for electronic communication retention.
Built-in suspicious activity pattern detection. Flag potential AML concerns in customer conversations for compliance review.
Choose data residency: US, EU, UK, or APAC. Ensure compliance with local data protection laws and cross-border transfer rules.
Automatic regulatory disclosures in AI conversations. Ensure chatbot identifies as AI and includes required legal disclaimers.
AI handles balance checks, transaction history, payment due dates, and account status queries — all without exposing sensitive data.
70% self-service rate
Guide customers through pre-qualification questions, collect required information, and provide initial eligibility assessment.
3x more applications started
Handle fraud alert inquiries, guide customers through card freezing, and escalate to fraud specialists when needed.
85% first-contact resolution
Walk new customers through KYC documentation, account setup, and product selection with compliance-safe AI guidance.
50% faster onboarding
Answer questions about products, fees, and processes while maintaining required disclaimers and avoiding personalized advice.
60% call deflection
Capture, categorize, and route customer complaints per FCA/CFPB requirements. Track resolution SLAs automatically.
45% faster resolution
| Regulation | Status | Description |
|---|---|---|
| SEC / FINRA | Compliant | Securities and Exchange Commission, Financial Industry Regulatory Authority |
| FCA (UK) | Compliant | Financial Conduct Authority — UK financial services regulation |
| MAS (Singapore) | Monitored | Monetary Authority of Singapore — APAC financial regulation |
| PCI DSS | Compliant | Payment Card Industry Data Security Standard |
| GDPR / CCPA | Compliant | EU and California consumer data protection regulations |
| EU AI Act | Compliant | High-risk AI system requirements for financial services |
| SOC 2 Type II | In Progress | Service Organization Control — security and availability |
| SOX | Monitored | Sarbanes-Oxley Act — financial reporting controls |
Start your 14-day free trial. Compliance-ready from day one.